How do you file Form PF?
Form PF may be filed electronically through a Web form that is completed online or by XML submission. FINRA is the developer and operator of the PFRD system, which has been developed according to the requirements of its sponsor, the SEC.
What is a Form PF?
Form PF is a US Securities and Exchange Commission regulatory filing requirement that mandates private fund advisers report regulatory assets under management to the Financial Stability Oversight Council, in order to monitor risks to the US financial system.
Do exempt reporting advisers file Form PF?
B. 1 with respect to any private fund is not required to file Form PF (e.g., because it is an exempt reporting adviser) and one or more other advisers to the fund is required to file Form PF, another adviser must complete and file Form PF for that private fund.
What forms do hedge funds need to file?
Your hedge fund attorney will prepare six core documents, which are necessary to launch the fund: (i) a private placement memorandum, (ii) a limited partnership agreement, (iii) a subscription agreement, (iv) an investment management agreement, and (v) a general partner operating agreement, and (vi) a management …
Who Files Form PF?
SEC-registered investment advisers
Form PF is required to be filed on a quarterly or annual basis by SEC-registered investment advisers (and those required to be SEC-registered) who manage any number of private funds with at least $150 million in private fund assets under management as of the adviser’s most recent fiscal-year end.
When was Form PF created?
The Form PF, which was initially adopted in 2011 and became effective on June 15, 2012, is a confidential report which certain SEC-registered private fund advisers must file with the Financial Stability Oversight Council (“FSOC”).
Who Files form PF?
When was form PF created?
Are Form PF filings public?
Such information is not intended to be made public in a manner identifiable to any particular adviser or private fund; however, as noted above, the specific information provided in Form PF will be available for use by the SEC and CFTC in enforcement actions against investment advisers, CPOs and CTAs, and for other …
Do ERAs file Form PF?
ERAs from the requirement to file reports on Form ADV (as required by Rule 204-4) registered investment advisers to file Form PF (as required by Section 204(b) and Rule 204(b)-1)
Is PF form required?
Form PF is required to be filed on a quarterly or annual basis by SEC-registered investment advisers (and those required to be SEC-registered) who manage any number of private funds with at least $150 million in private fund assets under management as of the adviser’s most recent fiscal-year end.
Who needs to file a Form PF?